The Control Room for
Wealth Marketing
Wire together compliance-approved email sequences, advisor microsites, and campaign analytics. Stop losing leads between the CRM and the inbox.
Q1 HNW Prospect Sequence
6 steps · 847 recipients · Started Jan 15, 2026Watch the system
boot up.
// CAMPAIGN · COMPLIANCE · ANALYTICS · SYNC
Build multi-step email sequences with conditional branching, A/B split logic, and time-zone-aware scheduling across all advisor segments.
Every subject line, body copy, and disclosure is scanned against your firm's ruleset. Approval queue routes to your CCO with one-click sign-off.
Each advisor gets a compliant microsite with their photo, bio, and calendar link. Brand guardrails enforced — no rogue fonts, no off-script CTAs.
Open rates, click maps, and conversion paths updated every 60 seconds. Drill to advisor-level performance or roll up to firm-wide dashboards.
Bi-directional sync pushes engagement events back into your CRM as activity records. Advisors see exactly which prospects opened, clicked, and replied.
Compliance-stamped email templates for every client lifecycle moment — onboarding, market commentary, retirement planning, annual reviews.
The Compliance Automation
Playbook for Wealth Firms
24 pages covering FINRA Rule 2210 compliance workflows, Reg BI implementation checklists, and how 14 broker-dealers cut review time from 4 days to under 30 seconds.
What compliance officers
and marketing directors say.
“We went from a 4-day FINRA review queue to same-hour approvals. Flux didn't just speed us up — it gave our CCO an audit trail she can actually trust.”
“Rolling out a unified brand voice to 218 advisors without hiring a designer for each one — that was the dream. Flux made it the reality.”
“The CRM sync is the piece nobody talks about but everyone needed. Our advisors finally see which HNW prospects opened the market commentary email.”
“We went from a 4-day FINRA review queue to same-hour approvals. Flux didn't just speed us up — it gave our CCO an audit trail she can actually trust.”
“Rolling out a unified brand voice to 218 advisors without hiring a designer for each one — that was the dream. Flux made it the reality.”
“The CRM sync is the piece nobody talks about but everyone needed. Our advisors finally see which HNW prospects opened the market commentary email.”
“I've used three marketing automation platforms in financial services. Flux is the first one that was built by people who actually understand Reg BI.”
“Our open rates jumped 4.2 percentage points in the first campaign cycle. The pre-approved template library alone saved us 40 hours of legal review.”
“The compliance workflow is so fast our advisors stopped trying to go around it. When approval takes 11 seconds, there's no reason to bypass the system.”
“I've used three marketing automation platforms in financial services. Flux is the first one that was built by people who actually understand Reg BI.”
“Our open rates jumped 4.2 percentage points in the first campaign cycle. The pre-approved template library alone saved us 40 hours of legal review.”
“The compliance workflow is so fast our advisors stopped trying to go around it. When approval takes 11 seconds, there's no reason to bypass the system.”
See the cockpit
power on for your firm.
45-minute live walkthrough with a compliance-aware product specialist. We'll map Flux to your existing CRM and review workflow on the call.